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SunGard Launches Protegent Policy Manager for Managing Compliance Policy and Education

SunGard Launches Protegent Policy Manager for Managing Compliance Policy and Education










New York, NY (PRWEB) August 08, 2011

SunGard has launched Protegent Policy Manager, an integrated policy management and education solution that helps streamline and facilitate the administration of regulatory compliance and internal policies for financial services firms. Protegent Policy Manager promotes operational efficiencies by automating compliance communication, education and management processes. It is the newest addition to SunGard’s Protegent suite of integrated global compliance solutions that offer greater visibility into potential regulatory, reputational and operational risks. Protegent Policy Manager is powered by Access Compliance from CFM Partners, a provider of knowledge-based governance, risk and compliance (GRC) solutions since 1995.

In today’s highly regulated environment, financial firms are tasked with keeping pace with evolving regulatory requirements while meeting internal performance standards. Protegent Policy Manager helps financial services firms adhere to specific Financial Industry Regulatory Authority (FINRA) Rules by establishing, maintaining, and enforcing supervisory control policies. The solution provides firms with a single interface to administer, track and report on internal and regulatory compliance policies. Protegent Policy Manager features Web-based courses that help firms train and educate employees on policies and updates relevant to them.

Steve Sabin, chief operating officer of SunGard’s Protegent business unit, said, “SunGard is committed to helping customers protect their businesses from losses and reputational damage due to compliance breaches. The addition of Protegent Policy Manager to our suite of compliance solutions will help customers build a thorough and proactive compliance program, from supervision and surveillance to education and training.”

About CFM Partners

CFM Partners combines deep in-house compliance and industry expertise with innovative technology to deliver integrated, knowledge-based GRC (governance, risk and compliance) solutions to the global Financial Services industry. CFM’s policy management, compliance education, risk management education, and sales process solutions help clients understand, implement, and enforce regulatory requirements proactively – promoting high professional standards, while enabling seamless operations and superior performance. Further information about the Company and its products is available at http://www.cfmpartners.com.

About SunGard’s Protegent

SunGard’s Protegent solutions for compliance, suitability and new account opening help retail and institutional investment firms oversee business processes relating to social media usage, compensation processing, and client acquisition and suitability (including “Know Your Customer” and OFAC list checking, as well as employees’ personal trading and code of ethics), while helping reduce expenses and address regulatory requirements. Protegent supports supervision and surveillance practices, helps streamline the compliance life cycle, proactively monitors trades, and provides comprehensive auditing and reporting for financial institutions and companies that trade in energy and commodities markets.

About SunGard

SunGard is one of the world’s leading software and technology services companies. SunGard has more than 20,000 employees and serves more than 25,000 customers in 70 countries. SunGard provides software and processing solutions for financial services, higher education and the public sector. SunGard also provides disaster recovery services, managed IT services, information availability consulting services and business continuity management software. With annual revenue of about $ 5 billion, SunGard is ranked 434 on the Fortune 500 and is the largest privately held business software and IT services company.

Trademark Information: SunGard, the SunGard logo and Protegent are trademarks or registered trademarks of SunGard Data Systems Inc. or its subsidiaries in the U.S. and other countries. CFM Partners, Access Compliance, Access Education, Access Sales, Global Blueprint, and the CFM logo are trademarks or registered trademarks of CFM Partners, Inc. All other trade names are trademarks or registered trademarks of their respective holders.

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One Comment

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